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A powerful awareness-training program for anyone who has—or who might gain access to—insider information.
Training Topics:
Insider information, insider trading
"Chinese walls" to restrict and monitor non-public information
Designating a legitimate "need to know"
SEC enforcement: civil and criminal penalties can include fines, jail terms
Individual and corporate responsibility
Overview:
Professor Ogletree of Harvard University Law School presents a series of vignettes dramatizing illegal insider trading. Reforms made under the Insider Trading and Securities Fraud Enforcement Act of 1988 and cases brought by the SEC make it even more imperative for people with access to nonpublic information to think carefully before they speak or act. The dramatized vignettes and commentary by nationally known experts give a clear look at stiff SEC penalties and aggressive prosecution and help your company meet the SEC requirement for effective compliance education.
Individual Price: $695.00
[Please inquire for multiple-title discounts, volume purchase discounts, government discounts, network license terms, and e-learning license terms.]
Item#: 1019
Running Time: 25 Minutes
Languages: English
Closed Captioning: No
Ancillary Materials: N/A
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(617) 262-5634
